《境外资本市场重要法律文献译丛（7）·欧洲卷：欧盟金融监管体制改革法规汇编（中英文对照本）》选取了欧盟证券监管领域9项重要法律文件进行翻译。这9项法律文件是欧洲议会与欧盟理事会根据欧盟委员会《金融服务行动计划》（Financial Services Action Plan， FSAP）和《莱姆法路西计划》（Lamfalussy Process），于2003年至2009年间针对欧盟内证券市场“招募说明书”、“内幕交易和市场操纵”、“发行人透明度”、“评级机构监管”四大问题所发布的指令及修订。这些指令是当前欧洲证券监管在相关领域的基本原则和规则，旨在协调欧盟各国的有关监管制度，推进欧洲资本市场一体化进程。总体而言，这些指令使欧盟证券市场的运行和监管达到了全新的水平。

DIRECTIVE  2010/78/EU OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
Article 1  Amendments to Directive 98/26/EC
Article 2  Amendments to Directive 2002/87/EC
Article 3  Amendments to Directive 2003/6/EC
Article 4  Amendments to Directive 2003/41/EC
Article 5  Amendments to Directive 2003/71/EC
Article 6  Amendments to Directive 2004/39/EC
Article 7  Amendments to Directive 2004/109/EC
Article 8  Amendments to Directive 2005/60/EC
Article 9  Amendments to Directive 2006/48/EC
Article 10  Amendments to Directive 2006/49/EC
Article 11  Amendments to Directive 2009/65/EC
Article 12  Review
Article 13  Transposition
Article 14  Entry into force
Article 15  Addressees
REGULATION  （EU） NO 1092/2010 OF THE EUROPEAN
PARLIAMENT AND OF THE COUNCIL
CHAPTER I  GENERAL PROVISIONS
Article 1  Establishment
Article 2  Definitions
Article 3  Mission， objectives and tasks
CHAPTER II  ORGANISATION
Article 4  Structure
Article 5  Chair and Vice-Chairs of the ESRB
Article 6  General Board
Article 7  Impartiality
Article 8  Professional secrecy
Article 9  Meetings of the General Board
Article 10  Voting modalities of the General Board
Article 11  Steering Committee
Article 12  Advisory Scientific Committee
Article 13  Advisory Technical Committee
Article 14  Other sources of advice
CHAPTER III  TASKS
Article 15  Collection and exchange of information
Article 16  Warnings and recommendations
Article 17  Follow-up of the ESRB recommendations
Article 18  Public warnings and recommendations
CHAPTER IV  FINAL PROVISIONS
Article 19  Accountability and reporting obligations
Article 20  Review
Article 21  Entry into force
REGULATION  （EU） NO 1093/2010 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
CHAPTER I  ESTABLISHMENT AND LEGAL STATUS
Article 1  Establishment and scope of action
Article 2  European System of Financial Supervision
Article 3  Accountability of the Authorities
Article 4  Definitions
Article 5  Legal status
Article 6  Composition
Article 7  Seat
CHAPTER II  TASKS AND POWERS OF THE AUTHORITY
Article 8  Tasks and powers of the Authority
Article 9  Tasks related to consumer protection and financial activities
Article 10  Regulatory technical standards
Article 11  Exercise of the delegation
Article 12  Revocation of the delegation
Article 13  Objections to regulatory technical standards
Article 14  Non-endorsement or amendment of draft regulatory technical standards
Article 15  Implementing technical standards
Article 16  Guidelines and recommendations
Article 17  Breach of Union law
Article 18  Action in emergency situations
Article 19  Settlement of disagreements between competent authorities in cross-
border situations
Article 20  Settlement of disagreements between competent authorities across sectors
Article 21  Colleges of supervisors
Article 22  General provisions
Article 23  Identification and measurement of systemic risk
Article 24  Permanent capacity to respond to systemic risks
Article 25  Recovery and resolution procedures
Article 26  European system of deposit guarantee schemes
Article 27  European system of bank resolution and funding arrangements
Article 28  Delegation of tasks and responsibilities
Article 29  Common supervisory culture
Article 30  Peer reviews of competent authorities
Article 31  Coordination function
Article 32  Assessment of market developments
Article 33  International relations
Article 34  Other tasks
Article 35  Collection of information
Article 36  Relationship with the ESRB
Article 37  Banking Stakeholder Group
Article 38  Safeguards
Article 39  Decision-making procedures
CHAPTER III  ORGANISATION
SECTION 1  Board of Supervisors
Article 40  Composition
Article 41  Internal committees and panels
Article 42  Independence
Article 43  Tasks
Article 44  Decision-making
SECTION 2  Management Board
Article 45  Composition
Article 46  Independence
Article 47  Tasks
SECTION 3  Chairperson
Article 48  Appointment and tasks
Article 49  Independence
Article 50  Report
SECTION 4  Executive Director
Article 51  Appointment
Article 52  Independence
Article 53  Tasks
CHAPTER IV  JOINT BODIES OF THE EUROPEAN SUPERVISORY
AUTHORITIES
SECTION 1  Joint Committee of European Supervisory Authorities
Article 54  Establishment
Article 55  Composition
Article 56  Joint positions and common acts
Article 57  Sub-Committees
SECTION 2  Board of Appeal
Article 58  Composition and operation
Article 59  Independence and impartiality
CHAPTER V  REMEDIES
Article 60  Appeals
Article 61  Actions before the Court of Justice of the European Union
CHAPTER VI  FINANCIAL PROVISIONS
Article 62  Budget of the Authority
Article 63  Establishment of the budget
Article 64  Implementation and control of the budget
Article 65  Financial rules
Article 66  Anti-fraud measures
CHAPTER VII  GENERAL PROVISIONS
Article 67  Privileges and immunities
Article 68  Staff
Article 69  Liability of the Authority
Article 70  Obligation of professional secrecy
Article 71  Data protection
Article 72  Access to documents
Article 73  Language arrangements
Article 74　Headquarters Agreement
Article 75　Participation of third countries
CHAPTER VIII  TRANSITIONAL AND FINAL PROVISIONS
Article 76  Preparatory actions
Article 77  Transitional staff provisions
Article 78  National provisions
Article 79  Amendments
Article 80  Repeal
Article 81  Review
Article 82　Entry into force
REGULATION  （EU） NO 1094/2010 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
CHAPTER I  ESTABLISHMENT AND LEGAL STATUS
Article 1  Establishment and scope of action
Article 2  European System of Financial Supervision
Article 3  Accountability of the Authorities
Article 4  Definitions
Article 5  Legal status
Article 6  Composition
Article 7　Seat
CHAPTER II  TASKS AND POWERS OF THE AUTHORITY
Article 8  Tasks and powers of the Authority
Article 9  Tasks related to consumer protection and financial activities
Article 10  Regulatory technical standards
Article 11  Exercise of the delegation
Article 12  Revocation of the delegation
Article 13  Objections to regulatory technical standards
Article 14  Non-endorsement or amendment of draft regulatory technical standards
Article 15  Implementing technical standards
Article 16  Guidelines and recommendations
Article 17  Breach of Union law
Article 18  Action in emergency situations
Article 19  Settlement of disagreements between competent authorities in cross-border situations
Article 2  Settlement of disagreements between competent authorities across sectors
Article 21　Colleges of supervisors
Article 22　General provisions
Article 23  Identification and measurement of systemic risk
Article 24  Permanent capacity to respond to systemic risks
Article 25  Recovery and resolution procedures
Article 26  Development of a European network of national insurance guarantee schemes
Article 27  Crisis prevention， management and resolution
Article 28  Delegation of tasks and responsibilities
Article 29  Common supervisory culture
Article 30  Peer reviews of competent authorities
Article 31  Coordination function
Article 32  Assessment of market developments
Article 33  International relations
Article 34  Other tasks
Article 35  Collection of information
Article 36  Relationship with the ESRB
Article 37  Insurance and Reinsurance Stakeholder Group and Occupational Pensions Stakeholder Group
Article 38　Safeguards
Article 39  Decision-making procedures
CHAPTER III  ORGANISATION SECTION 1 Board of Supervisors
Article 40  Composition
Article 41  Internal committees and panels
Article 42  Independence
Article 43  Tasks
Article 44  Decision making
SECTION 2　Management Board
Article 45  Composition
Article 46  Independence
Article 47  Tasks
SECTION 3  Chairperson
Article 48  Appointment and tasks
Article 49  Independence
Article 50  Report
SECTION 4  Executive Director
Article 51  Appointment
Article 52  Independence
Article 53  Tasks
CHAPTER IV  JOINT BODIES OF THE EUROPEAN SUPERVISORY AUTHORITIES
SECTION 1  Joint Committee of European Supervisory Authorities
Article 54  Establishment
Article 55  Composition
Article 56  Joint positions and common acts
Article 57  Sub-Committees
SECTION 2  Board of Appeal
Article 58  Composition and operation
Article 59  Independence and impartiality
CHAPTER V REMEDIES
Article 60  Appeals
Article 61  Actions before the Court of Justice of the European Union CHAPTER VI FINANCIAL PROVISIONS
Article 62  Budget of the Authority
Article 63  Establishment of the budget
Article 64  Implementation and control of the budget
Article 65  Financial rules
Article 66  Anti-fraud measures
CHAPTER VII  GENERAL PROVISIONS
Article 67  Privileges and immunities
Article 68  Staff
Article 69  Liability of the Authority
Article 70  Obligation of professional secrecy
Article 71  Data protection
Article 72  Access to documents
Article 73  Language arrangements
Article 74  Headquarters Agreement
Article 75  Participation of third countries
CHAPTER VIII　TRANSITIONAL AND FINAL PROVISIONS
Article 76  Preparatory actions
Article 77  Transitional staff provisions
Article 78  National provisions
Article 79  Amendments
Article 80  Repeal
Article 81  Review
Article 82  Entry into force